MLRO & Compliance Officer, UAE (ADGM) - RIE & RCH

عن الوظيفة

Responsibilities Compliance Officer Responsible for the design, implementation, and oversight of the compliance function and monitoring of adherence to all FSRA Rules, FSMR, MIR, and other applicable regulations governing RIE and RCH operations. Develops and maintains compliance policies, procedure…

المتطلبات

across both entities' operating models. MLRO Has overall responsibility for the implementation, oversight, and effectiveness of the AML/CFT/sanctions programme across the RIE and RCH in accordance with the FSRA AML Rulebook. Receives, investigates, and decides on internal suspicious activity reports (SARs/STRs), and files reports with relevant authorities including via goAML where applicable. Dev…